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Securities Investor Protection Act
Results: 1008

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141	Microsoft Word - Appendix V.doc Add to Reading List Source URL: cfo.dc.gov Language: English - Date: 2014-01-09 11:36:02 Business Money Economics Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Public finance Finance Tax
142	O:\AYO\AYO08C04.xml [DISCUSSION DRAFT] 110TH CONGRESS 2D SESSION Add to Reading List Source URL: www.rupya.com Language: English - Date: 2008-09-28 23:10:00 Late-2000s financial crisis United States Department of the Treasury Economy of the United States Emergency Economic Stabilization Act Finance Financial regulation Investor Protection and Securities Reform Act Public Law 110-343 Troubled Asset Relief Program United States federal banking legislation 110th United States Congress
143	454 PUBLIC LAW[removed]JULY 29, [removed]STAT. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:21:12 SEC filings Financial regulation Finance Financial economics Stock market Securities Exchange Act Securities Act Security Investor Protection and Securities Reform Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
144	Canadian Investor Protection Fund - s. 144 of the Act and s. 78 of the CFA Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-05 22:59:08 Financial economics Securities Financial system Self-regulatory organizations Canadian securities regulation Investment Industry Regulatory Organization of Canada Security Finance Financial regulation Banking in Canada Canadian Investor Protection Fund
145	Statement Of Sharon Y. Bowen, Acting Chair Securities Investor Protection Corporation Before the Capital Markets and Government Sponsored Enterprises Subcommittee Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-07 10:20:49 Securities Investor Protection Act MF Global Finance Economics U.S. Securities and Exchange Commission Recovery of funds from the Madoff investment scandal Investment Securities Investor Protection Corporation Financial economics
146	SECURITIES INVESTOR PROTECTION ACT OF[removed]U.S.C. §78aaa-lll, as amended through July 22, 2010 * §78aaa. §78bbb. §78ccc. Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:39 Securities Investor Protection Corporation Securities Investor Protection Act Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Bankruptcy in the United States Financial economics Financial regulation Investment
147	Statement Of Stephen P. Harbeck President and Chief Executive Officer To The House Financial Services Committee Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-06 13:52:42 Late-2000s financial crisis Madoff investment scandal Investment Securities Investor Protection Corporation Securities Investor Protection Act Dodd–Frank Wall Street Reform and Consumer Protection Act MF Global Bernard Madoff Recovery of funds from the Madoff investment scandal Financial economics Finance Business
148	“How the Fixed Income Markets Leverage Technology to Enhance Transparency” Remarks of Lynnette Kelly, Executive Director at the Investment Company Institute Capital Markets Conference Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-02-10 16:43:11 Security Transparency Business Economics Investor Protection and Securities Reform Act Financial economics U.S. Securities and Exchange Commission Self-regulatory organizations Electronic Municipal Market Access Municipal Securities Rulemaking Board
149	APEX CLEARING CORPORATION AND/OR BROKER DEALERS FOR WHICH IT CLEARS CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENT This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and Add to Reading List Source URL: brokerage-static.s3.amazonaws.com Language: English - Date: 2014-11-04 18:23:40 Business Securities Investor Protection Corporation Securities Exchange Act Broker-dealer Short Deposit account Security Settlement Margin Financial economics Finance Financial markets
150	Securities Investor Protection Add to Reading List Source URL: sipc.org Language: English - Date: 2010-03-25 12:58:32 Securities Investor Protection Corporation Financial system Securities Investor Protection Act Financial Industry Regulatory Authority Securities lending U.S. Securities and Exchange Commission Broker-dealer Recovery of funds from the Madoff investment scandal Financial economics Finance Investment

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